Keller Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,570,591
Clients
47
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
47
HighAverage account size
$75,970
About
The firm provides discretionary and non‑discretionary portfolio management, financial planning and consulting, and retirement plan (ERISA) services to individuals, trusts, estates, charitable organizations and business clients, managing approximately $3.57 million in client assets. It also serves as a fiduciary to qualified retirement plans in both limited‑advice (3(21)) and discretionary investment manager (3(38)) roles.
Investment analysis combines fundamental and cyclical methods and portfolios may include long‑ and short‑term holdings, mutual funds, ETFs and option strategies (including covered and spread positions). Client accounts are reviewed at least quarterly and financial plans are prepared and delivered on an agreed timeline to align with stated goals, time horizons and risk tolerances.
Noteworthy features include the firm’s explicit pension consulting capability — offering both 3(21) advisory services and full 3(38) investment manager arrangements — a service set that is uncommon for firms of this scale. The primary advisor also maintains an independent insurance practice and concurrent non‑advisory employment with a corporate employer; those outside activities and any insurance commissions are disclosed in the brochure and managed through the firm’s compliance procedures.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Fee options
$0 - $1,000,000: 1.50% annually $1,000,000.01 - $2,000,000: 1.00% annually $2,000,000.01 - $5,000,000: 0.75% annually $5,000,000.01+: 0.50% annually
$200 per hour for financial planning services
Main office location
Keller Wealth Management LLC
Whippany NJ, United States
Number of offices
1
Most active in
Keller Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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