K
Keepsake Management Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$23,763,376
Total clients
63
17% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
63
Average account size
$377,196
About
Keepsake Management Inc. provides investment supervisory services (individual portfolio management) and separate consulting engagements to individual clients, serving both non‑high‑net‑worth and high‑net‑worth households. The firm reports about 63 client relationships and roughly $23.8 million in assets under management.
The adviser bases portfolio work on fundamental analysis, asset allocation and mutual fund/ETF evaluation and employs a range of trading approaches, including long‑ and short‑term purchases, trading, short sales, margin transactions and options strategies (including covered calls and spreads). Keepsake manages accounts on either a discretionary or non‑discretionary basis, with approximately $20.9 million in discretionary assets and $2.84 million in non‑discretionary assets as reported.
Notable operational features include a standalone consulting offering billed on an hourly basis ($100–$300 per hour) and an active trade execution practice that aggregates and blocks orders across client accounts. The firm commonly recommends Schwab Institutional for custody and related services but leaves broker selection to the client, and it votes proxies for client accounts (retaining an independent third party if a conflict arises).
Client services
Portfolio management
Consulting
Expertise
Options & derivatives strategies
Concentrated stock management
Fee options
$0 - $250,000: 1.50% $250,001 - $500,000: 1.00% $500,001+: 0.50%
$100 to $300 per hour
Main office location
Keepsake Management Inc.
Lexington KY, United States
Number of offices
1
Most active in
Keepsake Management Inc. has reported serving >5 clients in these states in the last 12 months.
Kentucky
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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