Keeler & Nadler Family Wealth

Keeler & Nadler Family Wealth provides wealth management and financial planning to a range of clients including individuals (including high‑net‑worth), trusts, retirement plans, small businesses, and other entities. Services described in the brochure include discretionary and non‑discretionary portfolio management, standalone financial planning, and corporate retirement consulting under limited‑scope ERISA 3(21) arrangements.

The firm’s investment process is built from a mix of fundamental, technical, quantitative analysis and modern portfolio theory, and it may recommend third‑party managers for portions of client portfolios while monitoring those managers’ performance. The brochure also discloses use of a variety of instruments and strategies — including options, derivatives, margin/borrowing and alternative investments — and describes the firm’s risk disclosures and oversight practices related to those strategies.

Noteworthy items in the brochure that distinguish the firm from many peers include an affiliation between one of the firm’s investment adviser representatives and a law firm that provides estate‑planning services, with potential reciprocal referrals, and the firm’s practice of entering written solicitor/referral agreements with disclosures to referred clients. The firm also documents additional oversight steps—such as engaging an independent accounting firm to review certain accounts where it is deemed to have custody—and discloses that some representatives receive external compensation for insurance sales, each noted as potential conflicts that are managed through disclosure and firm policies.