K
Keaton Capital Management L.L.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,000,000
Clients
65
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
65
HighAverage account size
$200,000
About
Keaton Capital Management L.L.C. provides ongoing portfolio management and advisory services to individuals, high‑net‑worth individuals, trusts, estates, corporations and pension plans. The firm develops individualized investment policy statements, constructs diversified portfolios using equities, ETFs, mutual funds, fixed‑income instruments and REITs, and delivers regular account monitoring and reporting.
Investment decisions are informed by a mix of fundamental, technical and cyclical analysis, with an emphasis on diversification and risk analysis tailored to each client’s objectives and time horizon. Accounts are monitored on an ongoing basis, reviewed at least monthly with formal portfolio reviews and rebalancing conducted at least quarterly, and clients may engage the firm on discretionary or non‑discretionary terms and impose documented investment restrictions.
A notable distinction is that the firm’s principal is also a registered representative of a broker‑dealer and can offer brokerage, insurance and banking products through that affiliation, for which commissions may be earned—a potential conflict of interest disclosed in the brochure. The firm also discloses that it does not participate in wrap fee programs, does not accept performance‑based fees, and maintains client assets at qualified custodians while providing periodic statements for client verification.
Client services
Portfolio management
Expertise
Wealth management
Passive / index investing
Active portfolio management
Fee options
$100,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.75% $2,000,000 - $5,000,000: 0.50%
Account minimum: $100,000
Main office location
Keaton Capital Management L.L.C.
Barrington IL, United States
Number of offices
1
Most active in
Keaton Capital Management L.L.C. has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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