KDB Asset Management, LLC

KDB Asset Management provides discretionary portfolio management and related advisory services to a small client base that includes both high-net-worth and individual clients; its Form ADV lists 12 clients served by two advisory professionals and approximately $19.98 million in regulatory assets under management. The brochure identifies portfolio management for individuals as a primary service and describes ongoing financial planning and account monitoring as part of its client offering.

Their Form ADV describes an individualized investment process that tailors portfolios to client objectives and risk tolerance, with periodic account reviews and reporting as part of their client service model. The brochure’s sections on methods of analysis and review practices (Items 8 and 13) outline how the firm assesses investments and monitors client accounts over time.

What is unusual for a firm of this size is the firm’s reported significant non-U.S. client base and an affiliation with an insurance company, both noted in the ADV (Items 7 and 10), which is uncommon among supported firms. Combined with a very small, concentrated client roster and a two-advisor structure, the firm presents a relatively bespoke service profile compared with peers in the same category.