Kay Investments, Inc.

Kay Investments serves individuals as well as a range of plan and institutional clients, including investment limited partnerships, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and business entities. The firm provides discretionary and nondiscretionary investment management, offering model mutual fund and ETF portfolios and custom portfolios, and reported $63,753,146 in assets under management as of December 31, 2024; it generally expects a $250,000 minimum account size but may accept smaller accounts in its discretion.

The firm combines fundamental analysis when selecting mutual funds and ETFs with technical analysis for individual equities and ETFs, and it allocates client assets among mutual funds, ETFs, individual debt and equity securities, REITs and privately placed securities. Kay Investments manages model portfolios custodied at Fidelity and reported approximately $51.7 million managed on a discretionary basis and $12.1 million on a nondiscretionary basis.

Notably for an independent adviser of its scale, Kay Investments may recommend and place client assets into privately placed collective investment vehicles (including hedge-fund-style pooled vehicles) and explicitly serves pension/profit-sharing plans and other institutional clients—arrangements the brochure identifies as involving managers’ broad discretion and different regulatory considerations. The firm also discloses an ongoing custodian relationship with Fidelity that provides software and research support, does not charge performance-based fees, and does not vote client proxies (clients receive proxies directly).