Katz-Moses Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$25,313,390
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
53
17% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
53
HighAverage account size
$477,611
About
The firm provides investment management and financial planning services primarily to individual and high‑net‑worth clients, offering project‑based plans, ongoing planning engagements, and hourly consulting. It also supports retirement plan arrangements and works with organizational plan sponsors through custodial and servicing relationships used to implement plan investments.
The firm’s investment approach is primarily passive and centered on asset allocation and diversification, typically using index mutual funds and exchange‑traded funds to pursue low turnover and tax efficiency. Financial planning is integrated with portfolio management so that recommendations reflect each client’s goals, risk tolerance, and broader financial circumstances; the firm executes trades on an individual basis and does not aggregate block trades or vote client proxies.
What is noteworthy for a solo independent adviser is the emphasis on education and institutional work: the firm offers seminars and speaking engagements to organizations and the public (seminar fees are disclosed in the brochure) and maintains an Authorized Advisor arrangement to support non‑ERISA 403(b) and 401(k) plan work with third‑party custodians. The firm’s principal has a background in secondary education and program management, which the brochure ties to a practice focus on client education and outreach.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
Fee options
Project based fixed fees ranging from $0 to $10,000, negotiated per project.
$0 - $800,000: Included in Ongoing Financial Planning Fee (for Couples) / Negotiable if stand-alone $800,001 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,000+: 0.50% $0 - $600,000: Included in Ongoing Financial Planning Fee (for Individuals) / Negotiable if stand-alone $600,001 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,000+: 0.50%
$0 to $300 per hour, depending on complexity.
Ongoing Financial Planning quarterly or monthly fees paid in advance, ranging from $0 to $5,000 per quarter or $0 to $1,667 per month.
Fee-only: Ongoing Financial Planning fees from $0 to $1,667/month or $0 to $5,000/quarter, depending on complexity and client needs.
Main office location
Katz-Moses Financial LLC
Washington DC, United States
Number of offices
1
Most active in
Katz-Moses Financial LLC has reported serving >5 clients in these states in the last 12 months.
District of Columbia · Maryland · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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Website
408-482-2502
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