Katz Capital Advisors

Katz Capital Advisors LLC provides comprehensive financial planning and discretionary portfolio management aimed at individuals and small businesses, particularly clients in the early to mid stages of wealth accumulation who seek straightforward, core financial advice. Services described in the brochure include retirement and cash‑flow analysis, rollover/IRA transfer guidance, and ongoing portfolio management using mutual funds, ETFs, and other liquid securities.

The firm combines fundamental security analysis with strategic asset allocation to build diversified, long‑term oriented portfolios, with periodic monitoring and rebalancing to maintain target allocations. KCA generally operates on a discretionary basis, recommends Interactive Brokers for custody and execution, and charges asset‑based advisory fees for managed accounts.

A notable distinction is that the managing member is licensed to sell life, disability, and long‑term care insurance and may receive commissions for insurance sales — an arrangement that is uncommon among managers of this type (only a small minority of peers maintain similar insurance brokerage activity). The firm is newly formed and currently reports no assets under management; it offers standalone, flat‑fee financial planning that can be credited toward future portfolio management and places insurance business through non‑captive carriers with upfront disclosure of any commissions.