Katy Song Financial Planning, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
The firm serves individuals and families with comprehensive financial planning and investment consultation rather than ongoing discretionary portfolio management. Services include structured planning engagements, follow-up coaching or a short-term membership program, and occasional educational workshops for groups.
For investment advice, the firm uses fundamental analysis and Modern Portfolio Theory principles and typically recommends low-cost index funds and ETFs to achieve diversified allocations. Advice is provided on a non-discretionary basis—clients retain implementation control and custodial relationships are maintained with third-party service providers.
What is distinctive for a firm categorized as an investment manager is its billing and operating model: it provides fixed-fee planning and hourly billing rather than charging percentage-of-assets-under-management, and it reports no client assets under management. The advisor operates on a fee-only basis, does not take custody or discretionary trading authority, and focuses on project-based planning and coaching instead of continuous asset management.
Client services
Financial planning
Expertise
General retirement planning
Cash flow / budgeting
Real estate investing
Tax strategies for small businesses
Fee options
Fixed fees for financial planning engagements: Global Plan $10,800; Comprehensive Plan $7,800; Strategic Plan $4,800; One Page Plan $2,800; Coaching sessions $400 per hour; Plan Updates $800 per session.
Standard hourly rate is $400, billed in 15-minute increments.
Fee-only: Fixed fees for financial plans ranging from $2,800 to $10,800; hourly coaching sessions at $400 per hour; plan updates $800 per session.
Main office location
Katy Song Financial Planning, Inc.
Mill Valley CA, United States
Number of offices
1
Most active in
Katy Song Financial Planning, Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")