Karpus Investment Management

Thomas Waters is a financial advisor at Karpus Investment Management with 19 years of industry experience. He holds Series 65 and Series 66 licenses and has previously worked at M&T Securities, M&T Bank, FT Institutional LLC, and Franklin Templeton Financial Services Corp. Outside of his advisory role, Waters serves as the Foundation Board Chair for Community Services for Every1, a nonprofit organization based in Buffalo, NY. Karpus Investment Management is a discretionary investment adviser managing approximately $4.0 billion for individuals, high net worth clients, and various institutional entities. The firm employs an actively managed, value-oriented, multi-manager approach focused on closed-end funds, ETFs, and targeted strategies, and offers specialized services including foundation administrative support and activist shareholder engagement.

Daniel Lippincott is a CFA® charterholder at Karpus Investment Management with 14 years of industry experience. He has been with Karpus since 2012. Outside of his advisory role, he established KARDS LLC, a company focused on real estate rental activities. Karpus Investment Management is a discretionary investment adviser managing approximately $4.0 billion for individuals, high net worth clients, and institutional entities. The firm employs an actively managed, value-oriented, multi-manager approach with primary exposure to closed-end funds, ETFs, and targeted strategies, tailoring portfolios to client objectives and applying shareholder-activism tools as part of its investment process.

David D'Ambrosio is a CFP® and holds a Series 63 license, with four years of industry experience. He has been with Karpus Investment Management since 2011. Karpus Investment Management is a discretionary investment adviser managing approximately $4.0 billion for individuals, high net worth clients, and various institutional entities. The firm employs an actively managed, value-oriented, multi-manager approach with a focus on closed-end funds, ETFs, and targeted strategies, including shareholder-activism tools as part of its investment process.

Juan Garzaron is a financial advisor at Karpus Investment Management with a Series 65 designation and over eight years of industry experience. He previously worked at City of London Investment Management, Antepartners LLC, and Kingsmere Partners. Karpus Investment Management is a discretionary investment adviser managing approximately $4.0 billion for individuals, high net worth clients, and various institutional entities. The firm employs an actively managed, value-oriented, multi-manager approach focused on closed-end funds, ETFs, and targeted strategies, with a distinctive emphasis on shareholder activism and tailored portfolio management.

David Angeline is a financial advisor at Karpus Investment Management in Pittsford, NY, holding a Series 65 designation with four years of industry experience. He has been with Karpus Investment Management since 2012. Karpus Investment Management is a discretionary investment adviser managing approximately $4.0 billion for individuals, high net worth clients, and institutional entities. The firm employs an actively managed, value-oriented, multi-manager approach with a focus on closed-end funds, ETFs, and targeted strategies such as SPAC unit investments, offering tailored portfolios and shareholder-activism tools as part of its investment process.

Michael Floccare is a financial advisor at Karpus Investment Management with three years of industry experience. He previously worked at Key Private Bank from 2011 to 2022. Outside of his advisory role, Michael serves as a board advisor to Fortified Inc., a company providing hardware and software solutions for construction site safety and security. Karpus Investment Management is a discretionary investment adviser managing approximately $4.0 billion for individuals, high net worth clients, and various institutional entities. The firm employs an actively managed, value-oriented, multi-manager approach with a focus on closed-end funds, ETFs, and targeted strategies, tailoring portfolios to client objectives and engaging in shareholder activism as part of its investment process.

Christine Porter is a financial advisor at Karpus Investment Management with six years of industry experience. She holds Series 63 and Series 65 licenses and has been with Karpus since 2012. Outside of her advisory role, she serves as a troop leader for the Girl Scouts of Western New York and is involved with LCL Rockstars, a nonprofit group that operates concession stands to fund children’s sports activities. Karpus Investment Management is a discretionary investment adviser managing approximately $4.0 billion for individuals, high net worth clients, and various institutional entities. The firm employs an actively managed, value-oriented, multi-manager approach with primary exposure to closed-end funds, ETFs, and targeted strategies, tailoring portfolios to client objectives and using shareholder-activism tools as part of its investment process.

Corey Gallahan is a CFP® and Series 66 credentialed advisor at Karpus Investment Management with four years of industry experience. His prior roles include positions at Morgan Stanley, Facet Wealth, and Sauberan & Co. Outside of advising, he is involved in rental property ownership. Karpus Investment Management is a discretionary investment adviser managing approximately $4.0 billion for individuals, high net worth clients, and institutional entities. The firm employs an actively managed, value-oriented, multi-manager approach with primary exposure to closed-end funds and ETFs, and offers specialized services including foundation administrative support and activist shareholder engagement.