Kapok Capital LLC

Kapok Capital is a single-advisor independent investment adviser that manages approximately $30 million in discretionary assets and serves a small client base of individual and high‑net‑worth clients. The firm provides ongoing investment supervisory services, prepares an Investment Policy Statement for each client, and delivers a one‑time financial plan as part of its planning work.

The firm combines fundamental and technical analysis and implements a wide range of strategies, including long‑ and short‑term trading, short sales, margin transactions, and options writing, while typically operating with discretionary authority. Accounts are reviewed daily by the firm’s sole principal, and the adviser can block trades across accounts and selects custodians based on transaction costs and access to mutual funds and ETFs.

Notable differences from many peers include the use of higher‑risk trading techniques (short sales, margin and options) within a small, individual‑client practice and the delivery model of a single financial plan with ongoing reporting available only upon request or for an additional fee. The brochure also discloses receipt of research or other “soft dollar” benefits from brokers and permits clients to direct brokerage, practices that can affect execution and trade aggregation.