Kane Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$56,644,536
Total clients
351
4% high-net worth
Total advisors
1
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
351
Average account size
$161,380
About
Kane Financial serves individual clients (including high-net-worth individuals), pension and profit-sharing plans, and small businesses, offering discretionary investment management, comprehensive financial planning, and retirement-plan consulting. The firm also provides employee benefit plan services and Non‑ERISA 403(b) model portfolios for plan sponsors and participants.
The adviser develops client-specific investment policies and implements individually tailored portfolios, generally combining fundamental analysis with a primarily passive approach that relies on index mutual funds and ETFs. Financial planning is provided to all investment management clients at no additional charge, while standalone planning engagements are available on an hourly basis.
The firm manages roughly $56.6 million in client assets across an unusually large number of client relationships for its adviser headcount, a high client‑to‑advisor ratio that may shape how services are delivered and prioritized. Kane Financial supplements its in‑house management with third‑party platforms for retirement-plan and annuity solutions (including model portfolios through Aspire/Vestwell and fee‑based annuity options), and custody and execution are facilitated through a major institutional custodian.
Client services
Fee options
$300 to $1,000 per quarter for Employee Benefit Plan Services, negotiable
$0 - $500,000: 1.00% $500,000 - $1,000,000: 0.75% $1,000,000+: 0.50%
$200.00 per hour, negotiable based on complexity
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Kane Financial
151 West Main Street
Waterville NY 13480, United States
Number of offices
1
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