Kalo Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,839,523
Clients
5
100% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
Very LowAverage account size
$1,167,905
About
Kalo Capital Management provides discretionary investment management to individuals, high‑net‑worth clients, family offices, hedge funds and institutional investors, and also offers stock‑specific advisory services where it does not manage client assets. The firm reports approximately $5.84 million in assets under management across a small number of accounts and has previously acted as the general partner for a pooled investment vehicle.
The firm concentrates on emerging‑growth equity strategies, combining fundamental analysis with opportunistic shorter‑term trading and may use derivatives, short sales and leverage consistent with client risk tolerances. For qualified investors, Kalo may assess performance‑based compensation tied to outperformance versus the Russell 2000 benchmark and applies a high‑water mark to those arrangements.
Relative to many peers of similar size, Kalo engages in several atypical activities for a small adviser: it has sponsored and custodied a pooled vehicle, provides compensated stock‑specific advice and data‑sharing arrangements with third parties (subject to contractual safeguards), and works with other investment advisers and institutional clients. The firm discloses procedures to address conflicts from side‑by‑side management and personal trading and generally seeks to implement trades pari‑passu when multiple client accounts follow the same strategy.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
1.5% annually
15% of net profits exceeding the performance of the iShares Russell 2000 ETF (IWM), with a high-water mark and hurdle rate
Main office location
Kalo Capital Management, LLC
4969 Beauchamp Court
San Diego CA 92130, United States
Number of offices
2
Most active in
Kalo Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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