Kai Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$66,009,810
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
40
85% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
40
HighAverage account size
$1,650,245
About
KAI Advisors provides personal financial planning and discretionary investment management to individuals, families and related entities, and also serves retirement, pension and profit‑sharing plans, trusts, estates, and charitable organizations. Services include written financial plans, ongoing planning engagements, and implementation of investment strategies through qualified custodians.
The firm builds custom investment policy statements for each client and relies on a strategic asset allocation framework implemented primarily with mutual funds and exchange‑traded funds, using a mix of passive index and selectively chosen active funds and alternative exposures to achieve global diversification. Portfolios are managed on a discretionary, fee‑only basis with client risk questionnaires, periodic reviews, and tax‑aware transitions for positions transferred into managed accounts; the firm generally does not recommend individual stocks or bonds.
A notable characteristic is the firm’s work with retirement plan clients and provision of pension consulting—services that are relatively uncommon among independent advisers of this type. The firm adheres to a fiduciary code of ethics consistent with NAPFA and CFP standards, typically recommends Schwab as custodian while maintaining client‑directed custody, and manages approximately $66 million in discretionary assets.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
General retirement planning
Income planning
Wealth management
Passive / index investing
Active portfolio management
Fee options
Financial planning fixed fees generally range from $2,000 to $15,000; ongoing financial planning fixed fees range from $400 to $2,000.
Up to $300 per hour for financial planning projects.
Fee-only: Financial planning fees range from $2,000 to $15,000 (fixed fee basis); ongoing financial planning fees range from $400 to $2,000 (fixed fee basis); discretionary investment management fees range from 0% to 1% per annum based on size and complexity; option to pay fixed fee based on size and complexity instead of AUM percentage.
Most active in
Kai Advisors has reported serving >5 clients in these states in the last 12 months.
New Jersey · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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