Kagan Coccoza Asset Management

Kagan Coccoza Asset Management provides discretionary portfolio management and investment supervisory services to individual and high‑net‑worth clients as well as charitable organizations, managing approximately $165 million across a two‑advisor team and about 139 client accounts. The firm offers continuous portfolio monitoring, asset allocation and security selection, and provides investment advice for retirement accounts under applicable fiduciary rules.

The firm’s investment process emphasizes fundamental value analysis while also incorporating technical, charting and cyclical macroeconomic considerations to guide sector and security decisions; accounts are reviewed on a regular quarterly basis. Disclosures note the strategies may include small‑ and mid‑cap exposure, foreign and developing‑market investments, and can at times have higher turnover, with attendant market, liquidity and other risks.

Distinctive features include an affiliation with an independent law firm (Weitz Law Firm LLC), and principals who maintain industry roles that include broker‑dealer registration and insurance licensure — relationships the firm discloses as potential sources of commissions or referrals. The firm also requires use of its recommended custodian, maintains standing letters of authorization for third‑party transfers, and undergoes an annual surprise examination related to trustee/custody services, practices that are less common among similarly sized peers.