K.W. Andersen Investment Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$43,817,626
Clients
31
26% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
31
TypicalAverage account size
$1,413,472
About
K.W. Andersen Investment Group, LLC provides financial planning, investment consultation, portfolio management, and business consultation to individuals (including high net worth clients) and small businesses. The firm delivers written investment guidelines, periodic reviews, and ongoing supervisory portfolio management.
The firm’s investment approach combines fundamental analysis with diversified strategies such as core‑plus‑satellite, active management, and elements of modern portfolio theory to construct tax‑efficient portfolios using mutual funds, ETFs, individual equities and fixed income. Portfolios are customized to client objectives and are managed predominantly on a discretionary basis; the brochure also discloses the use of options and other derivatives within separately managed accounts to reduce volatility or generate income.
Noteworthy operational details include that the single‑advisor practice oversees roughly $43.8 million in AUM for about 31 clients, with all assets managed discretionary as of December 31, 2025, and that the firm offers complimentary educational seminars and workshops. The firm discloses a significant outside employment commitment for its principal (commercial pilot, approximately 35% of time) and states it will not employ uncovered (“naked”) options strategies, matters the brochure highlights as specific features of its practice.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Active portfolio management
Cash flow / budgeting
Divorce financial planning
Fee options
$0 - $1,000,000: 1.00% annually $1,000,001 - $3,000,000: 0.90% annually $3,000,001 - $5,000,000: 0.80% annually $5,000,001 - $10,000,000: 0.65% annually $10,000,001+: 0.50% annually
Fee-only: Financial planning and educational workshops provided at no charge.
Main office location
K.W. Andersen Investment Group, LLC
Chicago IL, United States
Number of offices
1
Most active in
K.W. Andersen Investment Group, LLC has reported serving >5 clients in these states in the last 12 months.
California · Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")