JWK Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,233,428
Clients
17
24% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Average account size
$719,613
About
JWK Financial LLC is an independent, state‑registered advisory firm led by a single advisor that serves individual clients (including high‑net‑worth individuals) and small businesses. The firm offers comprehensive financial planning, limited‑scope and project engagements, and coordinates investment management primarily by recommending and monitoring third‑party money managers.
The adviser uses a mix of passive and active approaches and applies both fundamental and technical analysis when evaluating investments, while delegating day‑to‑day portfolio implementation to selected TAMPs that the firm periodically reviews. Client work is tailored through ongoing or one‑time planning engagements to establish objectives, set asset allocations, and monitor progress over time.
Notably, JWK does not use percentage‑of‑assets (AUM) fee arrangements, instead structuring compensation around stand‑alone planning engagements and fees related to third‑party manager services, an arrangement that is less common among solo independent firms. The practice is also distinctive for its small, concentrated client base and AUM, its reliance on outside managers for discretionary trading, and a sole adviser with CFP certification and prior experience at large financial institutions.
Client services
Expertise
Occupation focus
Fee options
Comprehensive Financial Planning upfront fee: $3,500-$10,000 depending on complexity; Project-Based Financial Planning fees $2,000-$10,000
$400-$500 per hour for Hourly Financial Planning (negotiable)
Fee-only: Comprehensive Financial Planning ongoing annual fee: $7,000-$12,000 (negotiable); Project-Based Financial Planning: $2,000-$10,000 (negotiable); Hourly Financial Planning: $400-$500 per hour (negotiable)
Main office location
JWK Financial
Long Island City NY, United States
Number of offices
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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