JW Financial Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$13,688,467
Total clients
24
17% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
24
Average account size
$570,353
About
The firm provides discretionary and non-discretionary investment management and financial planning primarily to individual clients, managing roughly $13.7 million across about two dozen client relationships. It offers ongoing portfolio management and standalone planning or consulting engagements and does not require a minimum account size.
Investment advice is tailored to each client’s stated objectives and documented in an investment policy or risk-tolerance statement, with account reviews performed at least quarterly. The firm uses a mix of fundamental, technical and cyclical analysis and may implement a range of strategies from long-term buy-and-hold to trading and option writing, including covered and uncovered option strategies.
Noteworthy features include a long-tenured, CFP‑certified principal with decades of industry experience who also maintains active insurance licensure and devotes a portion of time to offering insurance products — a relationship disclosed as a potential conflict of interest. The brochure also discloses that the firm does not vote client proxies (clients receive and vote their own proxies) and that it manages a relatively small client roster, which may result in more concentrated advisor attention compared with larger peers.
Client services
Expertise
Fee options
Negotiable fixed fee for financial planning up to $4,000
$0 - $250,000: 2.00% annually $250,001 - $500,000: 1.75% annually $500,001 - $1,000,000: 1.50% annually $1,000,001 - $2,500,000: 1.00% annually $2,500,001 - $5,000,000: 0.75% annually $5,000,001+: 0.50% annually
$300 per hour for financial planning
Fee-only: Financial planning fixed fee up to $4,000; hourly fee $300 per hour
Main office location
JW Financial Advisors, LLC
Santa Rosa CA, United States
Number of offices
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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