JV Global Capital, Inc.

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Client assets under management

$11,048,409

Clients

19% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$690,526

About

JV Global Capital, Inc. provides wealth and portfolio management, financial planning, retirement and estate planning, and institutional retirement plan consulting to high‑net‑worth and individual clients, as well as corporations, trusts and other institutional clients. The firm also offers newsletters and multi‑family office services and supports both household investment management and plan-level advisory engagements.

The firm follows a goals‑based, customized investment process that emphasizes suitability and client approval: most household portfolios are managed on a non‑discretionary basis with investment proposals presented to clients for approval, and financial planning and IPS work are supported by tools such as RightCapital and Morningstar Advisor Workstation. For retirement plans JVGC provides both 3(21) co‑fiduciary monitoring and 3(38) discretionary menu management, coordinating with external counsel, tax advisors and custodians as part of implementation and reporting.

JVGC’s ownership structure includes an indirect affiliation with Banca Afirme in Mexico, and the firm reports a meaningful non‑U.S. client orientation, a combination that is uncommon among similar supported advisers. Its operating mix is also atypical for peers: a predominance of non‑discretionary retail AUM alongside institutional 3(38) services, the routine publication of regulated newsletters, and the use of compensated external referrers and multi‑family office services.

Client services

Financial planning Portfolio management Pension consulting Newsletters or periodicals Educational seminars or workshops

Expertise

Wealth management Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy

Occupation focus

Founder/Business Owner Executive

Fee options

Fixed

Fixed fees may be charged for ERISA plan consulting services; fees subject to negotiation.

Percentage

$0 - $100,000: 1.75% $100,001 - $250,000: 1.65% $250,001 - $1,000,000: 1.50% $1,000,001 - $10,000,000: 1.25% $10,000,000 - $20,000,000: 1.00% $20,000,000+: 0.75%

Project-based

Hourly fees available for ERISA plan consulting services; fees subject to negotiation.

Subscriptions

Subscription fees may be charged for newsletters and publications but clients are not charged fees for newsletters.

Other

Account minimum: $500,000 for domestic customers, $1,000,000 for international customers Fee-only: Fee only advice; no commissions or sales charges received by the firm or representatives.

Main office location

JV Global Capital, Inc.

1980 Post Oak Blvd., Suite 301

Houston TX 77056-3899, United States

Number of offices

Most active in

Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Bank

They're affiliated with a bank that may offer its own financial products and services.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn X Website 3463553323

Advisors at this firm

Roberto A

Series 66

Houston, TX

JV Global Capital, Inc.

Roberto Apud Abud is a financial advisor with JV Global Capital, Inc. in Houston, TX, holding a Series 66 designation and nine years of industry experience. His prior roles include positions at Insight Securities, Inc., Bank of America, N.A., and Merrill Lynch. Outside of his advisory work, he is involved in business development for ViSteel, Inc., a steel trading company, and provides strategic development support for Houston Trading Company, LLC, an import/export business. JV Global Capital, Inc. offers wealth and portfolio management, financial planning, and retirement-plan consulting to high-net-worth individuals, families, institutions, and corporations. The firm delivers primarily non-discretionary investment advice tailored to client goals and risk profiles, utilizing third-party tools and maintaining an international client framework through its affiliation with Banca AFIRME in Mexico.

Wealth management Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive

Jeffrey F

Series 65

Houston, TX

JV Global Capital, Inc.

Jeffrey Franco is a financial advisor at JV Global Capital, Inc. in Houston, TX, holding a Series 65 designation with one year of industry experience. Prior to joining JV Global Capital, he studied at the University of Houston and attended DeBakey High School for Health Professions. JV Global Capital, Inc. provides wealth and portfolio management, financial planning, and retirement-plan consulting to high-net-worth individuals, families, institutions, and corporations. The firm delivers primarily non-discretionary investment advice based on goals-driven suitability and risk analysis, employing third-party tools to support comprehensive planning and reporting.

Wealth management Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive

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