JSE Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,038,348
Total clients
12
17% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$336,529
About
The firm provides discretionary investment management and, when deemed necessary, integrated financial planning to individual and business clients, implementing portfolios that emphasize exchange‑traded funds, equities and fixed‑income securities. It manages roughly $4 million for about a dozen clients and typically establishes client accounts at a designated custodian for custody and trade execution.
The adviser develops a written investment policy statement for each client, exercises discretion to implement active asset allocation and rebalances portfolios as market conditions and client circumstances change. Methods of analysis include charting, fundamental, technical and economic analysis, and accounts are reviewed at least quarterly with formal client meetings at least annually.
Distinctive aspects include the firm principal’s licensure to sell insurance and annuity products and the firm’s disclosure that commissions may be received when acting in that capacity, a potential conflict of interest disclosed in the brochure. The firm also limits standalone financial planning (offering it only to existing asset‑management clients) and directs clients to a single custodial platform for fee deduction and statements, while not issuing separate written account reports to clients.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Active portfolio management
Annuities
Fee options
$150,000 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.90% annually Above $2,000,000+: Negotiable
Insurance and annuity commissions received by John Erickson when acting as an insurance agent, separate from advisory fees.
Account minimum: $150,000
Main office location
JSE Wealth Management LLC
Wayzata MN, United States
Number of offices
2
Most active in
JSE Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
Minnesota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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