Journey Capital Advisers, LLC

Journey Capital Advisers, LLC provides ongoing portfolio management to individuals, high-net-worth individuals, charitable organizations, and corporations or business entities. Services include developing individualized Investment Policy Statements, discretionary and non-discretionary portfolio management, asset allocation, security selection, and regular portfolio monitoring across mutual funds, equities, ETFs, exchange-traded REITs, TIPS and select non-U.S. securities.

The firm’s investment process combines cyclical, fundamental, quantitative and technical analysis with modern portfolio theory and is oriented toward a primarily long-term trading horizon while permitting short-term trades or margin at a client’s election. JCA documents client risk tolerance in an IPS, generally requests discretionary trading authority to implement those strategies, and requires custody of client assets at Charles Schwab Advisor Services to pursue best execution and access platform research.

Compared with many solo independent advisers, the brochure discloses that JCA serves institutional-type clients (charitable organizations and corporate entities) and notes prior affiliations with other advisory organizations in the firm’s disclosure materials, features that are less common for firms of this size. The firm also describes its use of Charles Schwab platform services and soft-dollar benefits and reports managing approximately $15.4 million across 37 client accounts, a mix of small-scale AUM and institutional client types that is atypical among peers.