Joshi Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,500,000
Clients
59
22% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
59
HighAverage account size
$245,763
About
The firm provides discretionary investment management through separately managed accounts and also offers hourly financial planning and consultation. Its clients include individuals (including high-net-worth individuals) and entities, with services tailored to account size, tax considerations, and client-imposed investment restrictions.
The firm’s investment approach emphasizes value investing in common stocks, constructing relatively concentrated portfolios (typically on the order of 15–35 holdings) and favoring long-term time horizons (generally several years). Research draws on fundamental, technical, and cyclical analysis to identify undervalued opportunities, and the adviser evaluates suitability of the single common strategy for each prospective client.
What is noteworthy for a firm of this size is that it offers performance-based fee arrangements to qualified clients and also provides portfolio management to entities in addition to individuals—both features that are uncommon among peers. The firm discloses and documents procedures to address conflicts that arise from managing performance-fee and asset-based accounts and conducts regular (quarterly) account reviews.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Income planning
College savings (529s, UTMA, etc.)
Occupation focus
Executive
Fee options
0% to 1.5% annually (negotiable, up to 1.5%)
$150 per hour for financial planning services
25% of net profits above a 5% annual hurdle rate, with a high water mark; charged quarterly in arrears to qualified clients only
Account minimum: $100,000
Main office location
Joshi Capital Management, LLC
Cumming GA, United States
Number of offices
1
Most active in
Joshi Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
California · Georgia · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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