J
Joseph C. Kelly & Associates, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,175,000
Total clients
100
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
100
Average account size
$51,750
About
The firm provides discretionary asset management, financial planning and hourly financial consulting to individuals, trusts, estates, charitable organizations and business entities. Like many small independent advisory shops, it manages client portfolios and uses percentage-of-assets billing with custody and trade execution handled by third‑party providers.
The firm typically exercises discretionary trading authority and constructs portfolios from predefined strategies or firm model portfolios, employing fundamental, technical and cyclical analysis and periodic rebalancing. Account reviews are performed at least annually and the advisor also offers standalone financial planning and consulting engagements on an hourly basis.
Notably, the firm’s principal maintains an affiliated accounting practice and spends a majority of professional time in public accounting, and is also licensed as a life and health insurance agent; the brochure states the firm may provide tax and insurance advice and receive commissions from insurance sales. The brochure also discloses that the firm does not vote client proxies (clients receive and vote their own proxy materials), and custodial and execution arrangements are delegated to external broker‑dealer and clearing firms.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Wealth management
Fee options
1.0% to 1.5% annually depending on type of investments
$200.00 per hour for financial planning and financial consulting services
Main office location
Joseph C. Kelly & Associates, Inc.
Middletown NJ, United States
Number of offices
0
Most active in
Joseph C. Kelly & Associates, Inc. has reported serving >5 clients in these states in the last 12 months.
New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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