Joel R. Mogy Investment Counsel Inc.

Joel R. Mogy Investment Counsel Inc. provides discretionary investment counseling and portfolio management to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, charitable organizations and corporations, managing roughly $2.18 billion in client assets as of January 31, 2026. The firm offers ongoing, personalized investment advice and occasional consulting services and, at clients’ requests, may serve in trustee or director roles for closely held entities and foundations.

The firm’s investment approach is client‑oriented and long‑term, grounded in a fundamentally driven, portfolio‑based process consistent with the weak form of efficient market theory, emphasizing tax‑conscious allocation across global equities, investment‑grade bonds, ETFs and REITs. Research methods include fundamental, qualitative and quantitative analysis, with relatively low portfolio turnover and an explicit policy of generally not using hedge funds, private equity, options, futures or margin.

Noteworthy distinctions include the absence of standalone financial planning as a core offering, which is less common among multi‑team peers, and a relatively small investment team (three advisors) managing multi‑billion dollar assets. The firm also frequently undertakes trustee/co‑trustee roles and, in certain client arrangements (fee debits and standing transfer authorizations), is deemed to have custody—circumstances that can trigger regulatory surprise examinations.