JMN Investment Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$15,613,245
Total clients
10
70% high-net worth
Total advisors
1
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
10
Average account size
$1,561,325
About
The firm provides portfolio management and financial planning to individuals, high-net-worth clients, trusts, and other investment advisors, operating a formalized managed account strategy called JMN Income Opportunities and historically concentrating in residential mortgage‑backed securities (RMBS). It also offers consulting to mortgage and financial services firms and may deliver fee‑based analytic tools or plans tied to its advisory services.
Investment decisions are driven by a patented Common Sense Pricing Model (CSPM™) that uses market observations from bond, stock, and alternative indexes to set annual asset allocations, with adjustments as market conditions change; portfolios may be constructed using ETFs, individual equities, RMBS, and alternative assets. The firm acts as a fiduciary for managed accounts, documents recommendations in written plans, and discloses the elevated concentration and liquidity risks associated with its RMBS strategies.
Noteworthy for a firm of its size, it serves as adviser to a private pooled vehicle (the Neptune‑GBX Gold Plus Fund LP) and its affiliated general partner is registered with the CFTC as a commodity pool operator/commodity trading advisor, with interests offered under private placement exemptions—activities that add commodity trading and private fund management to its business mix. The brochure also discloses non‑typical revenue streams for a small adviser, including potential subscription or software‑related fees, advertising receipts, and other financial product offerings.
Client services
Fee options
May charge for written financial plans; specific amounts not stated.
Negotiable based on assets under management or as agreed with client
Fees may be charged for written financial plans or the CSPM™ model; specific hourly rates not stated.
Account minimum: $500,000
Main office location
JMN Investment Management LLC
Palm Beach Gardnes FL, United States
Number of offices
1
Most active in
California · Florida · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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