J
JMM Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$3,811,047
Total clients
23
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
23
Average account size
$165,698
About
JMM Financial provides discretionary investment management and investment-monitoring services to individuals, trusts, estates and charitable organizations. The firm also offers complementary financial planning, estate planning, tax planning and tax-preparation services as part of a coordinated client review.
Its investment approach blends valuation-driven stock selection and trend analysis with an emphasis on limiting risk, favoring dividend-paying, well-known equities and diversified mutual funds when appropriate. For fixed income, the firm generally uses staggered maturities (typically two- to ten-year averages) to reduce market risk and monitors cash reserve levels in relation to overall market conditions.
The firm operates with a modest asset base and a small client roster, and its brochure documents multiple material-change filings and annual updating amendments. Compared with many independent peers, JMM Financial more often provides portfolio management for trusts, estates and charitable accounts and maintains in‑house tax and accounting services, while arranging custodial relationships and fee-debiting procedures through a qualified custodian.
Client services
Financial planning
Portfolio management
Estate planning
Expertise
General retirement planning
Wealth management
General tax planning
Fee options
$0 - $750,000: Investment Monitor: $4.00 per $1,000 ($0.40%) $750,001 - $1,500,000: Investment Monitor: $3.00 per $1,000 ($0.30%) $1,500,001+: Investment Monitor: $2.00 per $1,000 ($0.20%) $0 - $750,000: Investment Management: $7.50 per $1,000 ($0.75%) $750,001 - $1,500,000: Investment Management: $6.50 per $1,000 ($0.65%) $1,500,001+: Investment Management: $5.50 per $1,000 ($0.55%)
Minimum fee: $375 minimum annual fee for Investment Monitor Accounts; $650 minimum annual fee for Investment Management Accounts
Main office location
JMM Financial, LLC
Allentown PA, United States
Number of offices
1
Most active in
JMM Financial, LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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