J
Jie Shen, CFA
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
The firm provides investment advice and portfolio management services to individual clients and generally requires a minimum aggregate asset size of $500,000 to open or maintain an account. The adviser operates as a sole proprietor and, according to the brochure, reported no assets under management as of the filing date.
The investment approach emphasizes long-term strategic asset allocation across equity and fixed-income asset classes, informed by macroeconomic and fundamental research, periodic rebalancing, and occasional short-term tactical positions. Portfolios exclude illiquid investments, are managed on a non-discretionary basis, and client accounts are reviewed at least quarterly with annual meetings preferred.
A notable feature of the firm is its organization of investment education seminars to help clients understand investment principles and risks, an offering that the brochure highlights and that is uncommon among peers. The principal is a CFA charterholder who provides fee-only advisory services, does not custody client funds, and maintains full-time employment outside the advisory business.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Wealth management
Fee options
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.75% $2,000,001 - $3,000,000: 0.60% $3,000,001 - $5,000,000: 0.50% $5,000,001+: 0.40%
Account minimum: $500,000 Fee-only: Fee only investment advisor; does not receive commissions or other compensation from custodians or brokers.
Main office location
Jie Shen, CFA
4546 El Camino Real B10 #765
Los Altos CA 94022, United States
Number of offices
1
Most active in
Jie Shen, CFA has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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