J
JI Financial Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,200,000
Clients
12
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$100,000
About
JI Financial Services, LLC provides investment advisory and financial planning services to individuals, high‑net‑worth individuals, charitable organizations and business entities. The firm offers ongoing portfolio management (including through third‑party platforms such as Orion Portfolio Solutions and AssetMark) and standalone financial planning engagements.
Investment strategies are tailored to each client's goals, time horizon and risk tolerance and rely in part on fundamental analysis with both long‑ and short‑term approaches; clients may engage the firm on discretionary or non‑discretionary terms, and JIFS obtains client approval for each trade when operating non‑discretionarily. Accounts are reviewed at least quarterly for allocation, rebalancing and tax‑loss harvesting opportunities, and the firm documents client objectives and any imposed investment restrictions.
Notably, JI Financial Services reports all of its managed assets as non‑discretionary ($1,200,000 non‑discretionary and $0 discretionary), an uncommon arrangement among independent solo advisors. The firm operates with a small client base and modest AUM and discloses that the principal maintains an independent insurance practice (approximately 10% of his time) and passive real‑estate/mineral interests — outside activities the firm identifies and addresses in its disclosures and policies.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
Income planning
Tax-loss harvesting
Wealth management
ESG / Sustainable investing
Fee options
$1,500 flat fee for full financial plans
1.0% annually
Fee-only: Fixed fee of $1,500 for full financial plans
Main office location
JI Financial Services, LLC
Baytown TX, United States
Number of offices
1
Most active in
JI Financial Services, LLC has reported serving >5 clients in these states in the last 12 months.
Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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