Jeffrey Joseph Management

The firm is a state-registered independent investment adviser that provides discretionary portfolio management to individuals, high-net-worth families, and certain corporate clients. Services focus on ongoing investment management using exchange-listed securities, mutual funds, and ETFs, with fees charged as a percentage of assets under management.

Investment decisions are guided by a client-specific target asset allocation developed from discussions of goals, time horizon, and risk tolerance, with analysis that combines fundamental research and Modern Portfolio Theory. Portfolios are implemented primarily with mutual funds and ETFs and are monitored and reviewed quarterly, with the firm generally managing accounts on a discretionary basis while permitting limited non-discretionary arrangements when requested.

What stands out is the firm’s small client base (35 clients) alongside nearly $99 million in discretionary assets under management, suggesting relatively large average account sizes and concentrated client relationships despite a recent start to advisory operations in 2024. The firm prefers virtual meetings as its primary client contact method, does not provide ongoing financial, estate, or insurance planning as standard services, leaves proxy voting to clients, and custodians client assets through Schwab Institutional while maintaining a Code of Ethics and a business continuity plan.