JC&Company
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,938,173
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
3
67% high-net worth
Advisors
1
of 5 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
Very LowAverage account size
$979,391
About
JC&Company provides discretionary portfolio management and integrated financial planning to individuals, families, trusts, charitable organizations and ERISA retirement plans. The firm’s strategies include public securities, options, structured products and, where appropriate, private investments, and clients may impose reasonable investment restrictions subject to feasibility.
JC&Company implements customized, risk‑adjusted portfolios and may utilize third‑party sub‑advisers for implementation; it exercises discretionary trading authority, conducts periodic account reviews, and votes client proxies. The firm’s engagement model includes both an ongoing asset‑based advisory relationship and, notably, the use of performance‑based fees for certain structured investments, which the brochure discloses as part of its compensation arrangements.
Compared with many small RIAs, JC&Company’s brochure highlights a heavier use of structured products and alternative instruments and an explicit referral model with a major broker‑dealer under which the firm receives a disclosed portion of advisory fees for managed account programs. The materials also emphasize compliance controls — a written Code of Ethics, use of independent custodians (no custody except authorized fee deduction), and ERISA fiduciary acknowledgements — which callers may find relevant when evaluating advisers that offer structured investments and broker‑dealer referrals.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Options & derivatives strategies
Private / alternative investments
Fee options
$0 - $600,000: Flat fee of $500 per month $600,000 - $3,000,000: 1.00% annually on amount exceeding $600,000 $3,000,000 - $5,000,000: 0.80% annually on amount exceeding $3,000,000 $5,000,000+: 0.50% annually on amount exceeding $5,000,000
20% on profits exceeding 5% for structured notes and certain managed investments
Account minimum: $250,000 Minimum fee: $500 per month for assets up to $600,000
Main office location
JC&Company
10 Corporate Park, Ste.210
Irvine CA 92606, United States
Number of offices
1
Most active in
JC&Company has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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