Janis Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$26,882,864
Clients
93
4% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
93
Very HighAverage account size
$289,063
About
Janis Financial provides personalized financial planning and ongoing investment management to individuals as well as pension and profit‑sharing plans, trusts, estates, charitable organizations and small businesses. The firm operates on a fee‑only basis for advisory services but discloses that its advisors are also licensed to sell life and health insurance and may, on a separate basis, offer commissionable insurance products.
The firm employs a core‑and‑satellite investment approach that uses passive index and ETF positions as the core and actively managed funds or selected individual equities as satellites, with an emphasis on large‑cap exposure and portfolios that may concentrate in roughly 10–20 equity positions. Fixed‑income allocations emphasize investment‑grade bonds with moderate maturities, and accounts are generally managed on a non‑discretionary basis with trades executed under a limited power of attorney after client approval.
Notable features include access to initial public offerings, project‑based comprehensive financial planning with separate implementation and hourly follow‑up options, and routine delivery of investment policy statements and quarterly billing in arrears. The firm reports managing roughly $23.6 million for about 78 clients, relies on third‑party custodians rather than acting as custodian itself, and discloses potential conflicts tied to separate insurance commissions.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Tax strategies for small businesses
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Retired
Fee options
Financial plan fees start at a minimum of $2,000, negotiable; up to $500 collected in advance.
$0 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.75% $10,000,001 - $15,000,000: 0.50% $15,000,001+: 0.25%
Commissions received only from insurance product sales on a separate basis, not for investment advisory services.
Financial planning follow-on implementation billed at $275 per hour.
Account minimum: $100,000 Minimum fee: Minimum annual fee is $1,000 and is negotiable. Fee-only: Fee-only financial planning and investment management; no commissions on securities.
Main office location
Janis Financial, LLC
Oxnard CA, United States
Number of offices
2
Most active in
Janis Financial, LLC has reported serving >5 clients in these states in the last 12 months.
California · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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