J
Janal Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$23,200,000
Total clients
15
33% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
15
Average account size
$1,546,667
About
The firm provides asset allocation and investment advice to individual and trust clients on a discretionary basis, managing approximately $20.5 million for a small client roster of about 15 households. It constructs customized portfolios and maintains client accounts primarily at Vanguard, with custodial statements provided by both the firm (for some clients) and the broker-dealers.
Investment decisions are driven by an in-house financial model that sets the mix between equities and fixed income and specifies allocations across domestic/foreign, growth/value, market-cap, and fixed-income subcategories; implementation typically uses Vanguard no-load index funds, with ETFs or other no-load mutual funds used when Vanguard options are unavailable, and individual equities placed only at a client’s specific request. Portfolios are reviewed monthly and rebalanced at least quarterly to maintain targeted asset allocations.
Notable features include a very small, owner-run operation with no employees and concentrated client relationships, and a principal whose background includes managing corporate treasury functions and a large employee retirement plan, which informs the firm’s approach to risk and portfolio structure. The firm does not participate in wrapper fee programs or accept third-party compensation, and it maintains a Code of Ethics that, among other provisions, prohibits participation in IPOs and private placements.
Client services
Financial planning
Portfolio management
Expertise
Passive / index investing
Fee options
0.10% annually for clients before 12/31/2010; 0.15% annually for clients after 12/31/2010, each with $1,500 minimum annual fee
Minimum fee: $1,500 minimum annual fee for all Investment Management Clients
Main office location
Janal Capital Management LLC
Rochester NY, United States
Number of offices
1
Most active in
Janal Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")