James Investment Research Inc

Diane Rose is a financial advisor at James Investment Research Inc with 26 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at James Investment Research since 1994, alongside a concurrent role at ALPS Distributors, Inc. since 2011. James Investment Research serves a diverse client base, including individual investors, retirement plans, charitable organizations, and investment companies. The firm employs a multi-disciplinary investment process that integrates fundamental, technical, quantitative, and qualitative analysis, and acts as adviser to an affiliated family of mutual funds while managing model portfolios for wrap and unified managed account programs.

Brian Shepardson is a CFA® and CIC credentialed financial advisor with 25 years of industry experience. He has worked at James Investment Research, Inc. since 2014 and previously was with Alps Distributors, Inc. for 11 years. James Investment Research, Inc. serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, trusts, and investment-company clients. The firm employs a multi-disciplinary investment process combining fundamental, technical, quantitative, and qualitative analysis, and manages portfolios through an investment committee while offering specialized strategies such as direct indexing and model portfolio management.

Lesley Ott is a financial advisor with James Investment Research Inc. She holds a Series 66 designation and has 15 years of industry experience. Her prior work includes roles at Ultimus Fund Solutions, ALPS Distributors, and James Capital Alliance. She serves as a board member and investment committee member for the Dayton Children’s Hospital Foundation. James Investment Research, Inc. provides portfolio management and financial planning services to a diverse client base, including individuals, retirement plans, charitable organizations, and investment-company clients. The firm employs a multi-disciplinary investment process combining fundamental, technical, quantitative, and qualitative analysis, and manages affiliated mutual funds as well as model portfolios for wrap fee programs.

David Mc Gowan is a financial advisor at James Investment Research Inc with nine years of industry experience. He holds a Series 65 designation and has worked at James Investment Research since 2022 and ALPS Distributors since 2017. James Investment Research serves a diverse client base including individual investors, retirement plans, charitable organizations, corporations, trusts, and investment-company clients. The firm employs a multi-disciplinary investment process combining fundamental, technical, quantitative, and qualitative analysis, and manages portfolios through discretionary and non-discretionary services, model portfolios, and specialized strategies such as direct indexing.

Ashlee Walton is a CFP® professional with eight years of industry experience. She is currently with James Investment Research, Inc. and previously worked at Buckingham & Company, ALPS Distributors, Inc., and Goldstone Financial Group, LLC. Walton is also a licensed insurance agent offering life and fixed annuity sales. James Investment Research, Inc. serves a diverse client base including individual investors, retirement plans, charitable organizations, corporations, trusts, and investment-company clients. The firm employs a multi-disciplinary investment process combining fundamental, technical, quantitative, and qualitative analysis, and manages portfolios through discretionary and non-discretionary services, model portfolio management, and specialized strategies such as direct indexing.

Ryan Post is a financial advisor at James Investment Research Inc. with 13 years of industry experience. He holds a Series 65 designation and has been associated with James Capital Alliance, Inc. since 2006. James Investment Research, Inc. serves a diverse client base including individual investors, retirement plans, charitable organizations, corporations, trusts, and investment-company clients. The firm employs a multi-disciplinary investment process combining fundamental, technical, quantitative, and qualitative analysis, and manages portfolios through discretionary and non-discretionary services, model portfolio management, and specialized strategies such as direct indexing.

Richard Culpepper is a financial advisor with James Investment Research, Inc. He holds Series 63 and Series 65 designations and has 24 years of industry experience. He has worked at James Investment Research since 1995 and has been associated with ALPS Distributors, Inc. since 2011. James Investment Research, Inc. serves a diverse client base including individual investors, retirement plans, charitable organizations, corporations, trusts, and investment-company clients. The firm employs a multi-disciplinary investment process that integrates fundamental, technical, quantitative, and qualitative analysis, and manages portfolios through an investment committee, also acting as adviser to an affiliated family of mutual funds.

Trent Dysert is a CFA® charterholder and holds a Series 66 license with 18 years of industry experience. He has been with James Investment Research, Inc. since 2014 and has worked at ALPS Distributors, Inc. since 2011. James Investment Research, Inc. serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, trusts, and investment-company clients. The firm employs a multi-disciplinary investment process that integrates fundamental, technical, quantitative, and qualitative analysis, and manages portfolios through a committee-reviewed approach with specialized strategies such as direct indexing.

Annette Quinter is a financial advisor with James Investment Research Inc, holding a Series 66 designation and 20 years of industry experience. She has worked at James Investment Research since 2005 and at Alps Distributors, Inc. since 2011. James Investment Research, Inc. serves a diverse client base including individuals, retirement plans, charitable organizations, corporations, trusts, and investment companies. The firm employs a multi-disciplinary investment process combining fundamental, technical, quantitative, and qualitative analysis, and manages specialized strategies such as direct indexing, while also advising affiliated mutual funds and serving as a model manager in wrap fee programs.