J
James Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,000,000
Total clients
7
29% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
7
Average account size
$571,429
About
James Capital Management LLC provides discretionary and non‑discretionary investment advisory services to individual clients through separately managed accounts, operating two defined trading programs. The firm manages approximately $4.0 million for a small client base and delivers portfolio management, trade execution, and related client reporting.
JCM’s investment approach combines fundamental and technical analysis with behavioral‑economics insights to identify mispriced opportunities, typically concentrating capital in a 1–20 position basket and targeting absolute returns over an 18–24 month horizon. The strategy may employ short selling, derivatives and leverage (including margin/borrowing in client accounts) and is implemented differently across Trading Program 1 (discretionary) and Trading Program 2 (client‑restricted or non‑discretionary).
Compared with many peers, JCM publishes periodic client communications such as newsletters and explicitly uses borrowing/margin in separately managed accounts, practices that are uncommon among similar independent advisers. The firm’s very small roster and the managing director’s daily oversight of accounts, along with the availability of a performance‑based incentive allocation for qualified clients under Trading Program 1, further distinguish its operating model.
Client services
Portfolio management
Newsletters or periodicals
Fee options
$0 - $1,000,000: 2.00% annually (Trading Program 1 and Trading Program 2) $1,000,001 - $4,000,000: 1.75% annually (Trading Program 1) / 2.00% annually (Trading Program 2) $4,000,001 - $10,000,000: 1.50% annually (Trading Program 1) / 1.75% annually (Trading Program 2) $10,000,001+: Negotiable (both Trading Programs)
Incentive allocation (performance fee) of 10% of net income/gain for Trading Program 1 clients who qualify as "qualified clients"; typically made at calendar year end.
Account minimum: $500,000 Fee-only: Management fees payable quarterly in advance according to fee schedule; fees negotiable and may be reduced or waived.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
James Capital Management LLC
Wenatchee WA, United States
Number of offices
1
Forms ADV
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