J
James A Wynne LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$39,770,333
Total clients
74
14% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
74
Average account size
$537,437
About
The firm provides investment advisory and financial planning services to individual clients, including high-net-worth individuals. Services described in the brochure include ongoing portfolio management and one-time financial plans addressing investment planning, retirement, tax concerns, college planning, and related matters.
The firm documents each client's goals and risk tolerance in a written Investment Policy Statement and generally seeks discretionary authority to implement asset allocation and security selection. Its stated methods combine fundamental, cyclical, technical analysis and modern portfolio theory, and it uses both long- and short-term trading approaches as well as options strategies; accounts are reviewed at least quarterly and custodial statements are provided to clients.
A distinctive aspect of the firm is its connection to tax-preparation services: the principal is a licensed CPA who provides seasonal tax-preparation services through Hinckley Tax Service, which the brochure presents as part of the firm’s coordinated planning capability. The brochure also highlights use of options trading (including uncovered and spread strategies) and reliance on institutional custody relationships and broker research access—features that are less common among peers of similar size.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Fee options
Comprehensive flat annual fee option for clients with less than $300,000 assets; negotiable; Financial planning fixed fee $1,000
1.00% annually for all assets
Main office location
James A Wynne LLC
Hinckley OH, United States
Number of offices
1
Most active in
James A Wynne LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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