Jain Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,849,665
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
17
41% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
17
LowAverage account size
$697,039
About
Jain Capital Management LLC is a state-registered, independent advisory firm run by a single advisor that provides discretionary portfolio management to individual clients and to corporate clients, managing roughly $19.4 million across 17 accounts. The firm offers standard investment management services typical for solo independent advisers and accommodates client-imposed investment restrictions.
The firm uses a mix of fundamental, quantitative and technical analysis and pursues capital appreciation through frequent, options-based trading strategies, including multi-leg positions and writing options. It also discloses the use of borrowing/margin and other derivatives in separately managed accounts as part of its trading approach.
Distinctive features include the availability of performance-based fee arrangements for qualifying clients, with disclosure that such arrangements can create incentives to take additional risk and that eligibility standards apply. The sole advisor also maintains an outside software business and allocates a portion of his time to that activity; the firm does not take custody of client assets and generally executes trades on a client-by-client basis rather than aggregating orders.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
1% per year of the assets under management, billed annually in arrears
Two performance fee options: 20% of profits exceeding unrecouped losses (paid quarterly), or 50% of profits exceeding S&P 500 Total Return Index returns after recouping prior losses (paid quarterly)
Account minimum: $1,100,000
Main office location
Jain Capital Management LLC
Saratoga CA, United States
Number of offices
1
Most active in
Jain Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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