Jaffe Financial Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$26,000,000
Total clients
60
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
60
Average account size
$433,333
About
Jaffe Financial Services, LLC is an independent, single-advisor registered investment adviser that serves primarily individual (non‑high‑net‑worth) clients. The firm manages approximately $26 million in client assets across roughly 60 client relationships and provides ongoing portfolio management and related advisory services, generally on a percentage‑of‑AUM fee basis.
The firm describes its services as individualized portfolio management with documented methods of analysis and periodic account reviews, as detailed in its Form ADV brochure. Clients receive investment recommendations and ongoing monitoring intended to align allocations with each client's objectives and risk tolerance.
A notable feature of the firm is that the advisor is also licensed as an insurance broker/agent and maintains an affiliation with an insurance company, a business activity the brochure discloses under Other Financial Industry Activities and Affiliations. This combination of advisory services and insurance brokerage is relatively uncommon among independent solo advisers and may result in the availability of insurance products alongside fee‑based portfolio management.
Client services
Financial planning
Portfolio management
Fee options
Fixed fees for financial planning services, exact amounts vary
$0 - $500,000: 2.00% $500,000+: 1.00%
$250/hour
Account minimum: $500,000 minimum Fee-only: Fees based on asset tiers: 2.00% annually for first $500,000; 1.00% annually for assets over $500,000
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Jaffe Financial Services, LLC
Talent OR, United States
Number of offices
1
Forms ADV
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