Jadwin Asset Management LLC

The firm operates as a single-advisor independent investment adviser managing roughly $49.3 million for 23 client relationships and offers discretionary and non-discretionary portfolio management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and business entities. Services include allocation to individual equities and debt securities, fixed income, ETFs and, on a more limited basis, mutual funds, as well as advice and portfolio management for held-away assets such as variable annuities and life insurance contracts.

Investment decisions draw on both fundamental and technical analysis and are implemented primarily through direct securities and ETF allocations, with ongoing monitoring and at least annual reviews of client objectives and account performance. The firm routinely uses a custodial platform that provides institutional trading, reporting and technology support and may aggregate trades for multiple client accounts.

Distinctive features include a small, concentrated client base and the firm’s reported absence of non–high-net-worth individual clients, indicating a focus on wealthier individuals and institutional-type accounts rather than mass-market retail clients. The brochure also discloses practices that may be less common for a firm of this size — advising on held-away and insurance product assets, accepting third-party solicitors for referrals, and receiving custodial software and support from its recommended custodian — all of which are explained as part of its operational and conflict-of-interest disclosures.