Jackson Taylor Investment Securities

Jackson Taylor Investment Securities is an independent advisory firm that provides discretionary portfolio management to individuals, trusts, and estates, managing roughly $16 million across about 110 client accounts. The firm develops a Financial Profile and Investment Plan with each client and implements strategies primarily through individual common and preferred stocks, bonds, and, when appropriate, options trading.

JTIS combines fundamental and technical analysis to select individual securities and may use fixed‑income holdings for liquidity, income, or capital preservation, with accounts reviewed at least quarterly and fees typically debited from custody accounts. The brochure notes that Profiles and Plans are discussed regularly but are not necessarily documented in writing, and clients may impose written restrictions on management.

The brochure discloses a 2009 disciplinary event involving the firm’s principal—attempted deposits of approximately $12,200 into customer accounts—which led to a 60‑day suspension and a $1,000 fine and is included in the firm’s regulatory history. The firm also discloses its customary custody relationship with Charles Schwab, receipt of institutional support services from that custodian, and written policies on codes of ethics, personal trading, aggregated trades and proxy voting that could create customary adviser‑custodian conflicts.