J
J1 Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$9,500,000
Total clients
2
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
2
Average account size
$4,750,000
About
J1 Capital is a single-advisor independent registered investment adviser that delivers discretionary investment management and complimentary financial planning to a very small client roster, serving primarily high‑net‑worth individuals, trusts, estates, charitable organizations and business entities. The firm uses an asset‑based fee arrangement for managed accounts and maintains a stated account minimum that effectively excludes lower‑balance retail (non‑HNW) individual clients.
The firm applies a macro-oriented, asset‑allocation framework and combines fundamental, technical, charting, political risk and cyclical analysis when selecting investments. Its strategies may include short‑term trading and leverage techniques—such as short sales, margin, options writing and other derivatives used within separately managed accounts—to implement hedging and tactical positions.
Notable features relative to peers include the firm’s small scale (approximately $9.5 million in discretionary AUM and only two clients) and a single advisor model with an advanced academic background, along with a formal ERISA fiduciary framework for retirement rollovers. J1 Capital also documents specific consumer‑protection procedures (including Ohio‑statutory protocols and temporary holds for suspected exploitation of eligible adults) and conducts ongoing weekly account reviews, which are uncommon among firms of this size.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Tax-loss harvesting
Fee options
Up to 1.25% annually (negotiable, billed monthly in arrears)
Account minimum: $100,000
Main office location
J1 Capital LLC
Cincinnati OH, United States
Number of offices
1
Most active in
J1 Capital LLC has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")