J
J. Murphy Asset And Tax Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$27,288,877
Clients
95
0% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
95
HighAverage account size
$287,251
About
The firm provides fee‑based investment management, financial planning, and financial consulting to individual and high‑net‑worth clients and business entities, including reviews of outside accounts and management of held‑away defined‑contribution participant accounts through a third‑party platform. It delivers discretionary portfolio management, may recommend third‑party managers, and operates a wrap fee program for some clients.
The investment process draws on fundamental, technical, and cyclical analysis to construct portfolios, with quarterly monitoring, at‑least‑annual reviews, and rebalancing as warranted; trades are executed on a discretionary basis and block trading is used when practical. When engaging third‑party managers the firm serves as liaison, monitors performance and alignment with client objectives, and documents client consent and ongoing oversight of those arrangements.
What is noteworthy is that the firm both sponsors a wrap fee program and maintains an affiliated tax preparation practice run by the firm’s principal (approximately 5% of that person’s time), features the brochure highlights as potential conflicts of interest that are uncommon among peers. The brochure discloses solicitor fees from third‑party managers and describes client disclosures and procedures the firm uses to mitigate these conflicts.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General tax planning
Wealth management
Fee options
$50,000 - $249,999: 1.50% annually for Equity Accounts (30% or more equities) $250,000 - $499,999: 1.50% annually for Equity Accounts (30% or more equities) $500,000 - $999,999: 1.25% annually for Equity Accounts (30% or more equities) $1,000,000 - $2,999,999: Negotiable for Equity Accounts (30% or more equities) $3,000,000+: Negotiable for Equity Accounts (30% or more equities) $50,000 - $249,999: 1.20% annually for Fixed Income Accounts (70% or more fixed income) $250,000 - $499,999: 1.20% annually for Fixed Income Accounts (70% or more fixed income) $500,000 - $999,999: 1.10% annually for Fixed Income Accounts (70% or more fixed income) $1,000,000 - $2,999,999: Negotiable for Fixed Income Accounts (70% or more fixed income) $3,000,000+: Negotiable for Fixed Income Accounts (70% or more fixed income)
$200 per hour for financial consulting and financial planning services
Fee-only: Hourly fee of $200 per hour for financial consulting and financial planning services
Main office location
J. Murphy Asset And Tax Management
1 Sawyer Road
Westbrook ME 04092, United States
Number of offices
1
Most active in
J. Murphy Asset And Tax Management has reported serving >5 clients in these states in the last 12 months.
Maine
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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