J. Mandwelle Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$60,867,197
Total clients
143
22% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
143
Average account size
$425,645
About
J. Mandwelle Capital Management provides discretionary investment supervisory services and hourly financial planning to individuals, high‑net‑worth individuals, and retirement accounts such as IRAs and trusts. The firm reports managing about $60.9 million across roughly 143 clients and creates individual Investment Policy Statements to guide portfolio construction and monitoring.
The firm’s investment process draws on charting, fundamental, technical, and cyclical analysis and employs both long‑ and short‑term trading while operating with discretionary authority to execute trades on behalf of clients. Accounts are monitored regularly through the custodian relationship, and the adviser may use margin (borrowing) in client accounts as part of portfolio management.
The firm’s principal maintains an affiliated CPA practice (about 20 hours per week) and is also a licensed insurance agent who may offer commissionable insurance products, relationships the brochure discloses as potential conflicts of interest. That combination of an accounting affiliation, insurance licensing, and the explicit use of borrowing in managed accounts is less common among independent advisory firms and is a notable feature of the firm’s service mix.
Client services
Fee options
Less than $100,000 - $99,999: 1.20% $100,000 - $199,999: 1.10% $200,000 - $299,999: 1.00% $300,000+: Negotiable
$125 per hour (negotiable) for financial planning services
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
J. Mandwelle Capital Management
Queensbury NY, United States
Number of offices
1
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