J.H. Darbie & Co., Inc. logo

J.H. Darbie & Co., Inc.

Updated today

Client assets under management

$0

Clients

0

Advisors

4

of 5 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

0

Very Low

Average account size

About

J.H. Darbie & Co., Inc. provides non‑discretionary investment advisory and brokerage services to individuals (including non‑HNW clients), high‑net‑worth individuals, trusts, estates, and business entities, and participates in third‑party adviser programs. The firm also sponsors a wrap fee program and, as of December 31, 2023, reported no assets under management and states it does not manage client assets on a discretionary basis.

The firm’s investment process combines cyclical, fundamental, and technical analysis and uses value‑oriented, tactical and strategic asset allocation approaches, with account reviews performed at least quarterly and an annual comprehensive review. In its Third‑Party Registered Investment Advisor program (Morningstar Managed Portfolios), J.H. Darbie implements model strategies and provides administrative and execution services while the third‑party adviser retains investment management responsibility.

J.H. Darbie is dually registered as an investment adviser and broker‑dealer, is affiliated with an external broker‑dealer and pooled investment vehicles, and its representatives may act as insurance agents and receive placement or commission‑based compensation. The firm’s ADV discloses multiple regulatory and enforcement matters, including an SEC settlement related to anti‑money‑laundering reporting, a set of disclosures that is uncommon among peers in its category.

Client services

Portfolio management Selection of other advisers Subadvisory and solicitations

Expertise

Wealth management

Want help finding the right advisor?

Answer a few questions to see advisors matched to you.

Fee options

Percentage

$0 - $500,000: 1.25% $500,000 - $1,000,000: 1.20% $1,000,000 - $2,000,000: 1.05% $2,000,000+: 0.90%

Commissions

Brokerage commissions on securities transactions when not in wrap fee program; commissions on insurance products

Other

Account minimum: $10,000 Fee-only: Wrap Fee Program: 0.85% - 1.85%, may be lower for fixed income products; Client-Directed Wrap Fee Account: 1% - 1.85% annually, paid monthly

Main office location

J.H. Darbie & Co., Inc.

48 Wall Street, 30 Th Floor, Suite 1206

New York NY 10005, United States

Number of offices

2

Most active in

Arizona · New Jersey · New York

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

John N

Series 63, Series 66

New York, NY

J.H. Darbie & Co., Inc.

John Nettuno is an advisor with J.H. Darbie & Co., Inc. He holds Series 63 and Series 66 licenses and began his advisory career in 2025. Prior to joining J.H. Darbie, he worked at St Joseph's Health and Tata Consulting Services. J.H. Darbie & Co., Inc. provides non-discretionary investment advisory and brokerage services to individuals, trusts, estates, and business entities. The firm employs a combination of cyclical, fundamental, and technical analysis with value-oriented and tactical asset allocation strategies, and participates in third-party adviser programs.

Wealth management
user avatar

Robert R

Series 63, Series 65, Series 66

New York, NY

J.H. Darbie & Co., Inc.

Robert Rabinowitz is a financial advisor with J.H. Darbie & Co., Inc., holding Series 63, 65, and 66 licenses and bringing 29 years of industry experience. He has been with J.H. Darbie since 1997 and also serves as CEO of Wolf A. Popper, Inc. and Trend Trader LLC. Outside of investment activities, Rabinowitz is involved in business accounting and consulting. J.H. Darbie & Co., Inc. provides non-discretionary investment advisory and brokerage services to individuals, trusts, estates, and business entities. The firm employs a combination of cyclical, fundamental, and technical analysis with value-oriented, tactical, and strategic asset allocation, and participates in third-party adviser programs.

Wealth management
user avatar

Erik A

Series 63, Series 66

Phoenix, AZ

J.H. Darbie & Co., Inc.

Erik Anderson is a financial advisor at J.H. Darbie & Co., Inc. in Phoenix, AZ, with 25 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at J.H. Darbie & Co. and Saro Partners since 2017. Outside of his advisory role, he provides compliance consulting services, including both investment-related and non-investment-related consulting. J.H. Darbie & Co., Inc. offers non-discretionary investment advisory and brokerage services to individuals, trusts, estates, and business entities, employing a combination of cyclical, fundamental, and technical analysis within value-oriented, tactical, and strategic asset allocation frameworks. The firm also participates in third-party adviser programs and sponsors a wrap fee program.

Wealth management
user avatar

Thomas D

Series 63, Series 65, Series 66

Florham Park, NJ

J.H. Darbie & Co., Inc.

Thomas Daniel is a financial advisor with J.H. Darbie & Co., Inc. in New York, NY, holding Series 63, 65, and 66 licenses and possessing 31 years of industry experience. He has worked at Kenneth Jerome & Co., Inc. since 2003. J.H. Darbie & Co., Inc. provides non-discretionary investment advisory and brokerage services to individuals, high-net-worth clients, trusts, estates, and business entities. The firm employs a combination of cyclical, fundamental, and technical analysis with value-oriented, tactical, and strategic asset allocation approaches, and participates in third-party adviser programs.

Wealth management
Warmer team member

Not sure where to start?

We'll help you think it through — whether you ultimately need an advisor or not.

Warmer helps you compare advisors clearly — so you can choose with confidence.

Find your advisor

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")