J
J.D. Gagnon, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$35,876,107
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
17
94% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
17
LowAverage account size
$2,110,359
About
The firm provides discretionary investment management to individuals, trusts, estates, charitable organizations, businesses, and pension and profit-sharing plans. It offers ongoing portfolio management across equities, fixed income, money market instruments, mutual funds and ETFs, with periodic reporting to clients.
The adviser pursues an actively managed, value-oriented equity strategy concentrated in roughly 15–25 stocks and applies both fundamental and technical analysis to identify opportunities. Portfolios are managed with a long-term time horizon, may include short sales, margin or options when suitable, and trades are generally executed through Charles Schwab; fees are charged as a percentage of assets and billed quarterly.
Compared with many solo independent firms, this adviser also manages pension/profit-sharing plans and provides portfolio management for institutional clients, which is uncommon for a one-advisor practice with a relatively small client base and $37.7 million in discretionary assets. The firm’s principal has completed the Chartered Financial Analyst program and brings multi-decade investment experience, supporting a small, concentrated advisory practice that combines institutional-level services with individualized account management.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
1% per year of assets under management, billed quarterly in arrears
Account minimum: $100,000
Main office location
J.D. Gagnon, Inc.
Palos Verdes Estates CA, United States
Number of offices
1
Most active in
J.D. Gagnon, Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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