iWealth

iWealth Financial, LLC provides investment advisory and planning services to individuals, high-net-worth individuals, trusts, employer retirement plans and business clients, offering investment management, comprehensive portfolio management, standalone financial planning and retirement plan consulting. The firm reports $230,656,452 in discretionary assets under management and routinely uses third‑party money managers and sub‑advisors as part of its implementation process.

Portfolios are constructed from individual stocks, bonds, ETFs, options, mutual funds and other public and private securities, tailored to client objectives and monitored and rebalanced on an ongoing basis; the firm employs a range of analytical methods (fundamental, quantitative, technical, sector and cyclical analysis) and asset‑allocation approaches (strategic, dynamic, tactical and core‑satellite). Managed accounts are reviewed at least annually and clients may grant discretionary authority or impose reasonable restrictions; the firm conducts due diligence on recommended third‑party managers and maintains custodial relationships with LPL Financial, SEI and Charles Schwab.

What is notable for a team of this size is that the firm’s representatives are dually registered as LPL Financial registered representatives and also act as insurance agents, meaning they may receive commissions for brokerage or insurance product sales in addition to advisory fees—a conflict the firm discloses and addresses in its policies. The brochure also highlights an unusually broad planning scope for the practice, including corporate and personal tax planning, cost segregation studies, mortgage and debt analysis, and ERISA retirement‑plan consulting.