Ivy & Co.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,500,000
Total clients
1
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
1
Average account size
$6,500,000
About
Ivy & Co provides discretionary asset management, ongoing and one-time financial planning, and retirement-plan advisory services, including limited-scope ERISA 3(21) work and full 3(38) investment manager engagements for qualified plans. The firm’s brochure describes advice to individuals and high‑net‑worth clients as well as plan‑level consulting for plan sponsors and participant education.
Ivy & Co manages accounts under written investment policy statements and conducts periodic reviews and reporting, with quarterly monitoring and additional reviews for material changes. Its stated investment process combines fundamental, technical, charting, cyclical and macro analysis and the firm discloses use of strategies that can include margin, options trading, rebalancing, and tax‑loss harvesting.
Notable departures from many peers are the principal’s outside insurance business and the resulting receipt of commissions for insurance products, a conflict the brochure discloses and documents procedures to mitigate; the firm also discloses that it may receive external compensation related to insurance sales. The firm is newly formed and small in scale (a sole owner, no discretionary assets reported as of January 2025) and specifies the use of a particular custodian (Charles Schwab), which the brochure identifies in its brokerage practices.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Retirement income strategy
Income planning
Long-term care insurance
Equity compensation tax strategy
Tax-loss harvesting
Fee options
Full financial plan fees charged as fixed fees between $500 and $38,000 based on complexity; ongoing financial planning fees charged as fixed annual fees (ranges $600 to $8,400) paid monthly in advance.
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.75% Over $10,000,000+: Negotiable
Advisors receive commissions from sales of insurance products as licensed insurance agents, compensation varies by product and premium size.
Account minimum: $400,000 (may be lowered or waived in certain instances) Fee-only: Financial planning fixed fees: $500 to $38,000 for full plans; ongoing financial planning annual fees $600 to $8,400 paid monthly in advance.
Main office location
Ivy & Co.
931 Main St., Unit #3
South Glastonbury CT 06073, United States
Number of offices
1
Most active in
Ivy & Co. has reported serving >5 clients in these states in the last 12 months.
Connecticut · Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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