I
IS Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,988,099
Clients
16
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
LowAverage account size
$186,756
About
IS Capital Management is an independent registered investment adviser that provides investment management, financial planning, retirement-plan rollover education, and hourly consulting primarily for individual clients and, less commonly, for pension or profit‑sharing plans. The firm offers ongoing portfolio management and tailored planning advice intended to align with each client’s stated objectives.
Portfolios are positioned toward conservative, income‑oriented strategies with a notable emphasis on dividend‑producing equities, particularly preferred stocks and closed‑end funds, and the firm relies on fundamental, technical and cyclical analyses to guide security selection and rebalancing. Accounts are reviewed regularly and managed with discretion, and the brochure highlights liquidity and other risks specific to closed‑end funds and similar instruments.
The firm discloses an affiliation with an insurance company and that its principal sells insurance for commission, a relationship noted as a potential conflict of interest addressed through fiduciary obligations and internal policies. IS Capital Management manages roughly $3.0 million for a small client base (16 clients) and regulatory filings disclose that the firm’s principal is subject to two IRS liens.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Cash flow / budgeting
General estate planning guidance
Retirement income strategy
Fee options
Fixed fees generally range from $500 to $2,500, may exceed $5,000 depending on complexity.
Negotiated up to 1%
Up to $250 per hour, negotiable based on scope and relationship.
Main office location
IS Capital Management
Dallas TX, United States
Number of offices
1
Most active in
IS Capital Management has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")