InvestorBloc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
InvestorBloc provides investment management, financial planning, estate-planning coordination, fractional CFO and business consulting, private investment advisory, and retirement plan services. Its client base includes individuals (including high-net-worth clients), business owners and corporations, charitable organizations, employer-sponsored retirement plans, accredited investors, family offices, and small institutions.
The firm emphasizes a disciplined, evidence-based approach that prioritizes strategic asset allocation, diversification, and long-term, risk‑adjusted performance rather than frequent trading or market timing. InvestorBloc uses written Investment Policy Statements and a suite of model portfolios (including automated robo and hybrid digital+human options), exercises discretionary authority for routine trading, and conducts ongoing due diligence and oversight when recommending independent managers.
Compared with many peers, InvestorBloc combines institutional retirement-plan fiduciary services (including ERISA 3(38) and 3(21) work and pension consulting) with paid educational offerings—subscription newsletters, workshops and webinars—and bespoke private-investment due diligence and fractional CFO engagements. It also commonly engages other advisers through independent-manager selection and oversight and bills certain projects or advisory work on hourly or project-based terms, a mix of service lines and fee formats that is less typical for investment-manager firms.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Expertise
Private / alternative investments
Business exit / sale strategy
Retirement plans for business owners (SEP, solo 401k)
General estate planning guidance
Occupation focus
Founder/Business Owner
Executive
Fee options
Flat fees may be quoted in advance for Private Investment Due Diligence projects; Retirement Plan Consulting may be flat retainers ($3,000–$10,000+)
Private Investment Due Diligence billed hourly; Fractional CFO & Advisory billed $200–$350/hr
Educational newsletters typically subscription-based; fees vary depending on program
Account minimum: $1,000 for Passive Bloc ETF Robo portfolios; $10,000 for Active Bloc Stock/ETF Hybrid portfolios Minimum fee: $300 onboarding fee for Passive Bloc ETF Robo and Active Bloc Stock/ETF Hybrid; onboarding fee waived if enrolled into comprehensive financial plan Fee-only: Financial planning charged hourly: $250–$400/hr for Comprehensive Plan; $300–$500/hr for Estate and Legacy Planning and Tax Strategy Planning
Main office location
InvestorBloc
4111 E Rose Lake Dr. #8875
Charlotte NC 28217, United States
Number of offices
2
Most active in
InvestorBloc has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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