Investor FAN

Investor FAN provides investment management, financial consulting, and retirement plan advisory services to a mix of individual clients (including high-net-worth individuals), employer-sponsored retirement plans, trusts, foundations, and charitable organizations. As disclosed in the brochure, the firm’s Representatives deliver discretionary portfolio management and tailored financial planning, and the firm reported $427,729,824 in discretionary assets under management as of December 31, 2024.

The firm’s investment approach incorporates Modern Portfolio Theory and uses fundamental, technical, cyclical, and macroeconomic analysis when constructing portfolios, with the flexibility to implement long- and short-term trades, option strategies, margin, and alternative investments where appropriate. Investor FAN may also access third-party Independent Managers and program platforms, and generally manages accounts on a discretionary basis while allowing clients to impose reasonable written restrictions.

Investor FAN’s business model includes activities that are less common among peers: some Representatives are licensed insurance agents who may receive commissions and trail compensation on insurance products, and some Representatives may receive income for accounting services. The firm also discloses a related company, RIA Systems, LLC, under common ownership that provides software, compliance, supervision, and operational support, and it discloses potential conflicts and oversight through its Code of Ethics and supervisory policies.