Investment Trends Capital Group LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$28,000,000
Clients
33
21% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
33
TypicalAverage account size
$848,485
About
Investment Trends Capital Group LLC, founded in 2023, provides discretionary asset management to a range of clients including individuals, high-net-worth clients, trusts, foundations, LLCs, corporations and other private entities. The firm documents each client’s investment goals, time horizon and risk tolerance and implements asset allocation, security selection and ongoing portfolio monitoring under discretionary authority while permitting client-imposed investment restrictions.
The firm’s investment process draws on macroeconomic, fundamental, technical, charting and cyclical analysis to build portfolios tailored to client objectives and risk profiles. Accounts are reviewed at least quarterly and more frequently when market conditions or client circumstances warrant, with rebalancing considered as part of ongoing monitoring.
Distinctive elements disclosed in the brochure include a required custodial relationship with a particular broker-dealer (Charles Schwab) and acknowledgement that the firm may receive research or other soft-dollar benefits from custodians, which it addresses through a Code of Ethics and trade-review practices. The firm does not vote client proxies (clients receive and vote their own) and the chief compliance officer performs periodic reviews of client accounts and affiliated-person trading; no disciplinary history is reported.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
2.00% annually
Main office location
Investment Trends Capital Group LLC
Scottsdale AZ, United States
Number of offices
1
Most active in
Investment Trends Capital Group LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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